Our lawyers have extensive experience in counseling clients on securities laws and other compliance related issues.

We assist clients by:

• Fostering firm-wide respect for the governing federal and state laws, rules and regulations via customized training and education
• Designing and implementing practical and cost-effective solutions which enable clients to present and detect misconduct
• Closely monitoring regulatory developments, trends and priorities
• Getting ahead of, and to the heart of, regulatory issues
• Preparing them for, and guiding them through, inspections, examinations, sweeps and investigations